• 910 262-4412
  • info@k38consulting.com
  • 3809 La Costa Way, Raleigh, NC 27610

SOX Audit Services

  1. Services
  2. SOX Audit Services

Raleigh, NC SOX Audit Services

Public companies must comply with the financial disclosure and internal control requirements of the Sarbanes-Oxley Act of 2002 and related Securities and Exchange Commission (SEC) rules. Private companies preparing for an initial public offering or who seek to improve internal controls would also benefit from SOX audit services.

K-38 Consulting can help companies with their SOX audit services needs as well as guide audit committees and boards of directors with establishing appropriate corporate governance procedures through: 

  • Internal controls documentation and evaluation services – documenting internal control environment, test and evaluate control effectiveness, assess risks, remediate control deficiencies and recommend a plan for improvement and continuous monitoring 
  • Board of director/Audit committee services – effectiveness assessments, Director education, whistleblower programs, codes of conduct evaluation and compensation structure reviews 

Raleigh, NC SOX Audit Services

With experienced professionals that specialize in risks and controls across various industriesK-38 Consulting integrates our team among your audit committee, management team, existing external auditor and internal audit group. We help our clients reap benefits such as: 

  • Effective evaluation, documentation and sign-off procedures to support management’s design and operation of the internal control system 
  • A foundation from which to start looking at enterprise-wide risks based on the recognized COSO framework 
  • Improved oversight by the audit committee and board of directors 
  • Increased efficiency, effectiveness and overall functionality of the internal audit function 
  • Experience and accredited professionals using an industry-recognized framework and risk-based methodologies 
  • A cost-effective alternative to establishing an in-house internal audit department or having to outsource to a large firm
  •  Enhanced operational audits to enhance overall control environment

Whether your team needs to outsource SOX compliance in entirety, or your internal audit department just needs a second set of hands that can bring broad industry expertise, K-38 Consulting is here to help. We are the cost effective premier provider of Raleigh, NC SOX audit services.

Contact Us today to learn how our Raleigh, NC SOX audit services can help your company.


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We are always available to provide you with an unbiased opinion on whether or not we can help your company. If we don’t think we can help you, we will certainly tell you. Contact us today for a free consultation.

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We our 100% committed to the success of our clients. This shows based on the feedback we are given at the end of each engagement.

K38 Consulting assisted our company with implementing Sarbanes-Oxley. They were very knowledgeable of the COSO framework, worked with our team well and communicated with the external auditors on an on-going basis.
J. Moses

J. Moses

Chief Financial Officer
K38 Consulting assisted our company with a business process improvement engagement when we transitioned our accounting from our Canada subsidiary to headquarters in Raleigh, NC. The engagement went smooth and K38 Consulting was a pleasure to work with.
Brad Beck

Brad Beck

K38 Consulting assisted our company with preparing for an upcoming audit after we were acquired by a PE group. They helped us implement new accounting guidance and even went on to assist us with business process improvement and financial modeling.

Find Out How K38 Consulting Can Add Value to Your Company Today

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