Public companies must comply with the financial disclosure and internal control requirements of the Sarbanes-Oxley Act of 2002 and related Securities and Exchange Commission (SEC) rules. Private companies preparing for an initial public offering or who seek to improve internal controls would also benefit from SOX audit services.
K-38 Consulting can help companies with their SOX audit services needs as well as guide audit committees and boards of directors with establishing appropriate corporate governance procedures through:
- Internal controls documentation and evaluation services – documenting internal control environment, test and evaluate control effectiveness, assess risks, remediate control deficiencies and recommend a plan for improvement and continuous monitoring
- Board of director/Audit committee services – effectiveness assessments, Director education, whistleblower programs, codes of conduct evaluation and compensation structure reviews
With experienced professionals that specialize in risks and controls across various industries, K-38 Consulting integrates our team among your audit committee, management team, existing external auditor and internal audit group. We help our clients reap benefits such as:
- Effective evaluation, documentation and sign-off procedures to support management’s design and operation of the internal control system
- A foundation from which to start looking at enterprise-wide risks based on the recognized COSO framework
- Improved oversight by the audit committee and board of directors
- Increased efficiency, effectiveness and overall functionality of the internal audit function
- Experience and accredited professionals using an industry-recognized framework and risk-based methodologies
- A cost-effective alternative to establishing an in-house internal audit department or having to outsource to a large firm
- Enhanced operational audits to enhance overall control environment
Whether your team needs to outsource SOX compliance in entirety, or your internal audit department just needs a second set of hands that can bring broad industry expertise, K-38 Consulting is here to help. We are the cost effective premier provider of Raleigh, NC SOX audit services.
Contact Us today to learn how our Raleigh, NC SOX audit services can help your company.